F.A.Q
Below are some of the most frequently asked questions we have
encountered. Please click a question to jump to its corresponding answer. To
return to this list, please click the “Return to Top” link
positioned after every answer.
PERB AND ITS JURISDICTION
Q. What is PERB?
Q. Am I covered by PERB's jurisdiction?
Q. What public sector employees are covered by PERB
administered statutes?
Q. Does PERB's jurisdiction extend to transit
employees?
Q. Does PERB investigate allegations of race, gender,
sexual orientation or religious discrimination?
Q. What types of allegations does PERB review?
Q. Should I contact PERB if I am having a problem
with pay or overtime issues?
Q. Should I contact PERB if I need help with a
pension or benefits problem?
Q. May I bypass PERB and allege a violation of
PERB-administered statutes in state or federal court?
PERB AUTHORITY
Q. Does PERB enforce collective bargaining
agreements?
Q. How does PERB remedy or correct violations of the
statutes?
Q. Does PERB award attorney's fees?
Q. Does PERB enforce arbitration awards?
STATUTE OF LIMITATIONS IN UNFAIR PRACTICE CASES
Q. What is the statute of limitations
for PERB-administered statutes?
Q. When does the statute of limitations begin to run?
Q. How is the statute of limitations calculated in duty
of fair representation cases?
FILING DOCUMENTS WITH PERB
Q. When is a document considered
“filed” by PERB?
Q. May I file documents with PERB via facsimile?
Q. May I file an unfair practice charge on-line?
Q. What is a "Proof of Service" and how do I
complete the form?
Q. Can I submit documents to PERB via email?
FILING AN UNFAIR PRACTICE CHARGE
Q. Can an individual employee file
an unfair practice charge alleging the employer violated provisions of the Act?
Q. May I file a charge against my supervisor?
Q. May I make an appointment with a PERB agent to
assist me in completing my unfair practice charge form?
Q. What additional information should be attached
to an unfair practice charge?
Q. Do I need an attorney to file an unfair
practice charge?
Q. How many copies must I send to PERB when I file
an unfair practice charge?
Q. May I bypass PERB and allege a violation of
PERB-administered statutes in state or federal court?
INVESTIGATION AND ADJUDICATION OF AN ALLEGED UNFAIR PRACTICE
Q. What does the PERB unfair practice
process entail?
Q. What is the "Notice of Appearance" form?
Q. How long does the processing of an unfair practice
charge take?
THE UNFAIR PRACTICE HEARING
Q. What is the nature of a PERB
hearing in an unfair practice charge?
Q. What are the duties of an administrative law
judge?
Q. May a non-lawyer serve as an advocate at a
PERB hearing?
Q. Do rules of evidence apply in PERB hearings?
Q. Are PERB hearings recorded?
Q. Who has the burden of proof in an unfair
practice hearing?
Q. Does the administrative law judge render a
decision immediately following the hearing?
Q. May a decision of an administrative law judge
be appealed?
FILING AN APPEAL WITH THE BOARD ITSELF
Q. How do I get an extension of
time to file before the Board itself?
Q. How do I file exceptions/responses to
exceptions?
Q. How do I file an appeal of a dismissal or a
response to an appeal of a dismissal?
Q. How do I file an administrative
appeal/response to an administrative appeal?
Q. How do I file a request for
reconsideration/response to request?
Q. How do I file a request for judicial
review/response to request?
Q. May I file a response to a response?
Q. May I withdraw my Exceptions?
Q. May I withdraw my Charge?
PERB AND ITS JURISDICTION
Q. What is PERB?
A. The Public Employment Relations Board (PERB or Board) is a quasi-judicial
administrative agency. It is charged with administering the seven collective
bargaining statutes covering California public employees. This includes people
who work in public schools, colleges, and universities, employees of the State
of California, employees of California local public agencies (cities, counties
and special districts), trial court employees, trial court interpreters, and
supervisory employees of the Los Angeles County Metropolitan Transportation
Authority. Back to Top
Q. Am I covered by PERB’s jurisdiction?
A. PERB’s jurisdiction is limited to certain public sector employees.
Private sector employees, such as those employed by private hospitals,
factories, or corporations, are governed by the National Labor Relations Act.
Alleged violations of the National Labor Relations Act must be filed with the
National Labor Relations Board, the federal agency charged with enforcing
private sector labor relations. [1-866-667-NLRB (1-866-667-6572) or
http://www.nlrb.gov/nlrb/home/default.asp.] Back
to Top
Q. What public sector employees are covered by PERB administered
statutes?
A. PERB administers seven public sector labor relations acts, covering the
following groups of employees: (1) any person (except management and
confidential employees) employed by a public school employer, including
community colleges (EERA); (2) any person (except management, supervisory and
confidential employees) employed by the University of California, the Hastings
College of the Law, or the California State University (HEERA); (3) any civil
service employee of the State of California, and the teaching staff of schools
under the jurisdiction of the State Department of Education (excluding
management, supervisory and confidential employees) (Dills Act); (4) any person
employed by any public agency, including employees of cities, counties, charter
counties, districts and other political subdivisions (MMBA), (except police
officers, management employees, and employees of the City of Los Angeles and
the County of Los Angeles); (5) trial court employees paid from the trial
court’s budget and subject to trial court supervision (Trial Court Act);
(6) trial court interpreters who are employed by the court and are not
independent contractors (Court Interpreter Act); and (7) supervisory employees
employed by the Los Angeles County Metropolitan Transportation Authority
(TEERA). Back to Top
Q. Does PERB’s jurisdiction extend to transit employees?
A. Most California public transit districts are subject to the labor relations
provisions that are found in the Public Utilities Code enabling statutes, in
joint powers agreements, or in incorporation articles and bylaws. Such
districts do not fall under PERB’s jurisdiction. However, a few transit
districts are subject to the Meyers-Milias-Brown Act (MMBA) and thus within
PERB’s jurisdiction. Included among those covered by the MMBA are the
Sonoma-Marin Area Rail Transit District Authority (SMART) and the San Francisco
Municipal Railway (MUNI). In addition, supervisory employees employed by the
Los Angeles County Metropolitan Transportation Authority are covered by a
statute (Transit Employer-Employee Relations Act) that is under PERB’s
jurisdiction. Back to Top
Q. Does PERB investigate allegations of race, gender, sexual
orientation or religious discrimination?
A. No. PERB has no jurisdiction to enforce statutes regarding discrimination
based on gender, sexual orientation, race, or religion. Allegations such as
these are considered by the California Department of Fair Employment and
Housing (DFEH) [1-800-884-1684 or http://www.dfeh.ca.gov] and/or the federal
Equal Employment Opportunity Commission [1-800-669-4000 or
http://www.eeoc.gov]. Back to Top
Q. What types of allegations does PERB review?
A. The statutes enforced by PERB do not prohibit all acts of perceived
unfairness or discrimination against covered employees; rather, PERB's
jurisdiction is limited to resolving claims of unfair practices which violate
the applicable Act. For example, PERB has jurisdiction to consider claims by an
employee organization that the employer has failed and/or refused to bargain in
good faith or has interfered with employee organization rights granted by the
statute. Also, an individual employee may file an unfair practice charge
alleging that the employer or the employee organization representing him or her
has discriminated against the employee in reprisal for protected activity under
the Act, or has interfered with rights guaranteed by the Act. An employer may
also file a charge against a union, alleging, for example, that the union
failed to bargain in good faith. Back to Top
Q. Should I contact PERB if I am having a problem with pay or
overtime issues?
A. No. If you work for a private employer and are having problems with your
employer regarding payment of wages, overtime issues, holiday pay or other pay
issues, you should contact the Labor Commissioner in your area
[http://www.dir.ca.gov/DLSE/dlse.html]. If you work for a public employer,
contact your exclusive bargaining representative (union) or personnel office
for more information as appropriate. Back to
Top
Q. Should I contact PERB if I need help with a pension or
benefits problem?
A. No. Generally, public employees needing help with pension or benefits issues
should contact the Public Employees Retirement System (CalPERS) at
1-888-225-7377 or http://www.calpers.ca.gov. Back
to Top
Q. May I bypass PERB and allege a violation of PERB-administered
statutes in state or federal court?
A. No. Each of the PERB-administered statutes expressly grant PERB exclusive
initial jurisdiction over unfair practice charges and their remedies. As such,
initial determination as to whether a charge is justified is a matter within
PERB’s exclusive jurisdiction. Back to
Top
PERB AUTHORITY
Q. Does PERB enforce collective bargaining agreements?
A. No. PERB-administered statues provide that the board shall not have
authority to enforce agreements between the parties, and shall not issue a
complaint on any charge based on alleged violation of such an agreement that
would not also constitute an unfair practice under the applicable labor
relations statute. Back to Top
Q. How does PERB remedy or correct violations of the statutes?
A. PERB possesses broad discretion to take action and issue orders as necessary
to effectuate the purposes and policies of each of the statutes it administers.
Such remedies may include orders for back pay and front pay, orders for
reinstatement of employees terminated for union activity, removal of
disciplinary materials from personnel files, cessation of dues deductions and
disclosure of relevant information. Additionally, PERB is authorized to seek
enforcement in a court of any of its subpoenas, rulings, orders or decisions.
However, PERB possesses no specific statutory authority to grant punitive
damages. Back to Top
Q. Does PERB award attorney’s fees?
A. PERB has the specific statutory authority to award attorney’s fees and
costs. A claim for attorney’s fees will be denied if the issues are
debatable and brought in good faith. Under this standard, PERB has authorized
attorney fees and costs in very limited circumstances. Neither a Charging Party
nor a Respondent should assume they will receive attorney fees and costs if its
position prevails. Back to Top
Q. Does PERB enforce arbitration awards?
A. No. PERB does not have the authority to enforce arbitration awards. However, it may be an unfair practice for an employer to refuse to comply with an arbitration award. Under certain circumstances, PERB has discretionary jurisdiction to review a settlement or arbitration award solely for the purpose of determining whether it is repugnant to the purposes of the statute.
Back to Top
STATUTE OF LIMITATIONS IN UNFAIR PRACTICE CASES
Q. What is the statute of limitations for PERB-administered
statutes?
A. The statute of limitations under the EERA, Dills Act, HEERA, MMBA, TEERA,
Trial Court Act and Court Interpreter Act is six months.
Back to Top
Q. When does the statute of limitations begin to run?
A. In general, the limitations period begins to run once the charging party
knows, or should have known, of the conduct underlying the charge.
Back to Top
Q. How is the statute of limitations calculated in duty of fair representation cases?
A. In cases alleging a breach of the duty of fair representation by an employee organization, the statutory limitations period begins to run on the date when the charging party knew or should have known that further assistance from the union was unlikely.
Back to Top
FILING DOCUMENTS WITH PERB
Q. When is a document considered “filed” by PERB?
A. All documents shall be considered “filed” when the original and
the required number of copies, if any, are actually received by the appropriate
PERB office before the close of business. (PERB Regulation 32135.)
Back to Top
Q. May I file documents with PERB via facsimile?
A. Yes. All documents, except proof of support for representation matters,
shall be considered “filed” when received by facsimile transmission
at the appropriate PERB office before the close of business together with a
Facsimile Transmission Cover Sheet. A party filing documents by facsimile must
also place the original, together with the required proof of service and
required number of copies, in the U.S. mail for delivery to the appropriate
PERB office. (PERB Regulation 32090.) Back to
Top
Q. May I file an unfair practice charge on-line?
A. Yes. You will find a link on the home page (File UPC Online) that you can
use to file a charge on-line, including instructions on how to use the on-line
filing program. Back to Top
Q. What is a “Proof of Service” and how do I complete the form?
A. A “Proof of Service” is a document that demonstrates that the person signing the Proof of Service served the materials on all other parties. A Proof of Service, with an original signature, is required for all documents you submit to PERB. The Proof of Service must be signed by someone other than the filing party. In the center of the Proof of Service document, you must print the names and addresses of the parties served. Failure to provide a Proof of Service may result in delays in the processing of your charge or petition, or dismissal of the matter. (PERB Regulations 32140 and 32142.)
Q. Can I submit documents to PERB via email?
A. “Please Do Not email file attachments over 10MB, we will not receive the documents. If you must email a file that is more than 10MB try to ZIP the files up or scan the files in using a lower quality resolution.
Back to Top
FILING AN UNFAIR PRACTICE CHARGE
Q. Can an individual employee file an unfair practice charge
alleging the employer violated provisions of the Act?
A. Yes. An employee can file a charge against either an employer or an employee
organization alleging that the employee’s rights were violated. However,
individual employees do not have standing to allege that an employer changed a
policy in violation of a collective bargaining agreement, or that the employer
failed to bargain with the union in good faith, or allege violations of
statutory provisions which protect the collective bargaining rights of employee
organizations. (PERB Regulation 32602.) Back to
Top
Q. May I file a charge against my supervisor?
A. No. An unfair practice charge must name the employer (or employee
organization) as the respondent. Charges may not be filed against an individual
manager (or union representative), or a co-worker. (PERB Regulation 32602.)
Back to Top
Q. May I make an appointment with a PERB agent to assist me in
completing my unfair practice charge form?
A. No. PERB is a neutral state agency charged with investigating and enforcing
public labor relations statutes. As such, PERB agents may not provide you with
legal assistance or advice in completing your forms. However, if you have a
general question regarding procedures or completion of the charge form, contact
your local PERB office. Such assistance in most cases can be obtained over the
telephone. Back to Top
Q. What additional information should be attached to an unfair
practice charge?
A. Generally, it is best to provide PERB with all relevant information. For
example, if you are complaining about a poor evaluation or reprimand, you
should provide PERB with copies of these documents. Additionally, if your
charge contains correspondence between the employer or employee organization,
such correspondence should be included with the charge. All attachments must be
served on the parties involved. (PERB Regulation 32615.)
Back to Top
Q. Do I need an attorney to file an unfair practice charge?
A. Generally, most individual employees filing charges with PERB are not
represented by an attorney during the initial stages of the process. While a
Charging Party is free to seek legal representation, it is not required by PERB
at any stage of the proceedings. Back to Top
Q. How many copies must I send to PERB when I file an unfair
practice charge?
A. Any party filing an unfair practice charge or an amended charge must file
the original and one (1) copy with the appropriate PERB office. (PERB
Regulation 32605.) Back to Top
Q. May I bypass PERB and allege a violation of PERB-administered statutes in state or federal court?
A. No. Each of the PERB-administered statutes expressly grant PERB exclusive initial jurisdiction over unfair practice charges and their remedies. As such, initial determination as to whether a charge is justified is a matter within PERB’s exclusive jurisdiction.
Back to Top
INVESTIGATION AND ADJUDICATION OF AN ALLEGED UNFAIR PRACTICE
Q. What does the PERB unfair practice process entail?
A. Upon the filing of an unfair practice charge, the charge is assigned to a
Board Agent who will complete the initial review. The Charging Party and
Respondent will be provided with the case number and name of the Board Agent by
letter shortly after filing. The Respondent will be allowed time to respond to
the allegations. This response must be sent to the Charging Party as well as to
PERB. After receiving the Respondent’s response, the Board Agent will
determine if the charge meets the minimum legal standard for a violation of the
statute, that is, it states a prima facie case. If the charge fails to meet
this standard, the Charging Party will be sent a “Warning Letter”
and allowed time to correct the deficiencies in the charge. If the deficiencies
are not corrected, the Board Agent will dismiss the charge. The Charging Party
may appeal the dismissal to the Board itself.
If the charge states a prima facie case, the Board Agent will
issue a “Complaint” and set the case for an informal settlement
conference to be conducted by a different Board Agent who will mediate the
dispute. If the parties fail to reach agreement during the settlement
conference, the case will be set for formal hearing in front of a PERB
administrative law judge. (PERB Regulations 32620 – 32690.)
Back to Top
Q. What is the “Notice of Appearance” form?
A. The “Notice of Appearance” form, sent with your initial letter,
allows you to designate someone else, such as an attorney or union
representative, to represent you during the PERB proceedings. If you intend to
represent yourself, you do not need to complete this form. However, if you wish
to have another person represent you, you must complete this form and serve the
form on PERB and the Respondent. It is important to remember that if you
designate someone other than yourself as your representative, you will not
receive copies of any correspondence from PERB or the Respondent. Both PERB and
the Respondent will communicate only with your representative.
Back to Top
Q. How long does the processing of an unfair practice charge take?
A. Each case is unique and therefore a specific time frame cannot be provided.
Back to Top
THE UNFAIR PRACTICE HEARING
Q. What is the nature of a PERB hearing in an unfair practice
charge?
A. Parties are entitled to a representative of their choice. Charging Party
bears the burden of proving its case. Parties may call witnesses and introduce
documentary evidence. Witnesses testify under oath and may be examined and
cross-examined. At the end of the hearing, parties may present oral arguments
on the record or through post-hearing briefs. An administrative law judge
presides over the hearing. Back to Top
Q. What are the duties of an administrative law judge?
A. The administrative law judge is responsible for inquiring into all issues
and obtaining a complete record upon which the decision is rendered. He or she,
among other things, may regulate the course and conduct at the hearing; hold
conferences to frame issues; rule on objections, motions and questions of
procedure; take evidence and rule on the admissibility of evidence; examine
witnesses for the purpose of clarifying facts and issues; authorize the
submission of briefs; and render a decision. Powers and duties of an
administrative law judge are set forth in PERB Regulation 32170.
Back to Top
Q. May a non-lawyer serve as an advocate at a PERB hearing?
A. A non-lawyer may represent a party at a PERB hearing, and an individual
party may represent himself or herself at hearing. However, parties are
represented by counsel in most PERB hearings. Back
to Top
Q. Do rules of evidence apply in PERB hearings?
A. PERB Regulation 32175 provides that compliance with rules of evidence used
in the courts shall not be required in PERB hearings. In brief, that section
provides that hearsay evidence is admissible, but it may not be sufficient by
itself to support a finding unless it would be admissible over objection in a
civil action. Immaterial, irrelevant or unduly repetitious evidence may be
excluded. Statements made at a settlement conference are not admissible. The
various rules of privilege apply. Back to Top
Q. Are PERB hearings recorded?
A. PERB hearings are recorded and transcripts are prepared. Parties may
purchase a transcript after the hearing for use in preparing written briefs or
appealing the decision of the administrative law judge. If a party cannot
afford to purchase a transcript, he or she may review the transcript in the
appropriate PERB office after making an appointment.
Back to Top
Q. Who has the burden of proof in an unfair practice hearing?
A. The charging party must prove the allegations in the complaint by a
preponderance of the evidence to prevail. Back
to Top
Q. Does the administrative law judge render a decision immediately following the hearing?
A. Decisions typically are made after the administrative law judge reviews the entire record, including the transcripts of the hearing, exhibits and written briefs filed by the parties. Transcripts usually are available in two to three weeks after the hearing. Briefs usually are submitted in 30-45 days from the close of the hearing and the administrative law judge issues a decision in most cases in 50-75 days from receipt of the final brief. In exceptional cases, the procedure may take longer.
Back to Top
Q. May a decision of an administrative law judge be appealed?
A. The decision of an administrative law judge is a proposed decision that may be appealed to the Board itself in Sacramento. (PERB Regulation 32300.) The Board will issue a decision that constitutes binding PERB precedent. (PERB Regulation 32320(c).) If the decision is not appealed, it will become final and binding only on the parties to the particular dispute. However, a decision that is not appealed does not constitute binding PERB precedent as to other parties. (PERB Regulation 32215.)
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FILING AN APPEAL WITH THE BOARD ITSELF
Q. How do I get an extension of time to file before the Board
itself?
A. Extensions of time must be filed in writing at the headquarters office 3
days prior to the due date. The request must indicate the reason for the
extension, the position of the other parties (if known), the amount of time
needed and proof of service. If you contact the other party and it is in
agreement then there generally is not any problem granting an extension.
Otherwise, PERB must find good cause, based on your reason for the extension in
your request. If a proof of service is not provided with the request, your
extension will not be acted on until one is received. It is critical to include
a proof of service with your request. (PERB Regulations 32132(a), 32130, 32135
and 32140.) Back to Top
Q. How do I file exceptions/responses to exceptions?
A. When filing exceptions/responses to a proposed decision, an original and 5
copies are required to be filed in the headquarters office. An original proof
of service must accompany the original and a copy of the proof of service must
accompany each copy. Exceptions/responses may be fax-filed with proof of
service for filing as long as the original and required copies are put in the
mail to PERB the same day as the fax filing. There is no required format form
for exceptions/responses, however, they must comply with the regulations. (PERB
Regulations 32300, 32305, 32310, 32315, 32130, 32135 and 32140.)
Back to Top
Q. How do I file an appeal of a dismissal or a response to an
appeal of a dismissal?
A. When filing an appeal of a dismissal, appeal of a partial dismissal or
response to an appeal, an original and 5 copies must be filed in the PERB
headquarters office. The original proof of service must accompany the appeal
and any response and a copy of the proof of service must be attached to each
copy. Appeals/responses may be fax-filed (with proof of service) as long as the
original and required copies are mailed to PERB the same day as the fax filing.
There is no required format for appeals/responses to appeals, however, they
must comply with the regulations. (PERB Regulations 32635, 32130, 32135 and
32140.) Back to Top
Q. How do I file an administrative appeal/response to an
administrative appeal?
A. When filing an administrative appeal before the Board itself, an original
and 5 copies must be filed in the headquarters office. The original
appeal/response must be accompanied with an original proof of service and each
copy of the filing must be accompanied with a copy of the proof of service.
Administrative appeals/responses may be fax-filed (with proof of service) as
long as the original and copies are mailed to PERB the same day as the fax
filing. There is no required format form for administrative appeals/responses,
however, they must comply with the regulations. (PERB Regulations 32360, 32375,
32370, 32130 32135 and 32140.) Back to Top
Q. How do I file a request for reconsideration/response to
request?
A. When filing a request for reconsideration with the Board itself, an original
and 5 copies are required to be filed in the headquarters office. The original
request/response must be accompanied with an original proof of service and each
copy of the filing must be accompanied with a copy of the proof of service. A
request for reconsideration/response may be fax-filed (with proof of service)
as long as the original and copies are put in the mail to PERB the same day as
the fax filing. There is no required format form for a request for
reconsideration /response, however, they must comply with the regulations.
(PERB Regulations 32400, 32410, 32130, 32135, and 32140.)
Back to Top
Q. How do I file a request for judicial review/response to
request?
A. When filing a request for judicial review before the Board itself, an
original and 5 copies are required to be filed in the headquarters office. The
original request/response must be accompanied by an original proof of service
and each copy of the filing must be accompanied by a copy of the proof of
service. A request for judicial review/response may be fax-filed (with proof of
service) as long as the original and copies are put in the mail to PERB the
same day as the fax filing. There is no required format form for a request for
judicial review/response, however they must comply with the regulations. (PERB
Regulations 32500, 32130, 32135, and 32140.) Back
to Top
Q. May I file a response to a response?
A. This is not recommended, however, the regulations do not preclude it. If a
response to a response is absolutely necessary, make sure a proof of service
accompanies the document, otherwise, it will not be forwarded to the Board. The
Board may accept this document at its discretion.
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Q. May I withdraw my Exceptions?
A. When a party requests its exceptions be withdrawn, the Board may approve the
request. If the Board approves the withdrawal, the proposed decision becomes
final. Withdrawals are filed with the headquarters office and must include a
proof of service. Back to Top
Q. May I withdraw my Charge?
A. When a Charging Party requests that its unfair practice charge be withdrawn
and the case is pending before the Board itself, the withdrawal must be
approved by the Board for it to be effective. Withdrawals must be filed with
the headquarters office and must include a proof of service.
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